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Securities and Exchange Commission
After Coming Under Fire, SEC Announces Initiatives for Tackling Cyber-Crime
- New unit to target hacking, ICOs, intrusion into accounts, manipulation of trader platforms, and more.
Tuesday, 26/09/2017 | 08:02 GMT by
Colin Firth
BISC to Pay Over $35 Million As SEC Cracks Down on Inappropriate ADR Handling
- Action follows issuance of ADRs without underlying shares.
Monday, 21/08/2017 | 09:44 GMT by
Colin Firth
Broker Dealer Cites Technicality for Relief in $17.2 Million Case
- The judge rejected the prosecutors’ bid to bring this case under the 2010 Dodd Frank Act and its limit of 6 years.
Monday, 07/08/2017 | 07:55 GMT by
Colin Firth
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