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Institutional FX

AMF Warns against Unauthorized Firms Offering Alternative Investments

  • The AMF regularly updates its blacklist of new entities offering authorized investments.
  • New online platforms have a huge influence on young investors.
Tuesday, 21/12/2021 | 08:33 GMT by Nicholas Otieno
Retail FX

SEC Indicts 5 Russians for $82M Hacking and Insider Trading Scheme

  • The accused hacked into the systems of two US filing agencies.
  • They generated a profit of $82 million in around 3 years.
Tuesday, 21/12/2021 | 07:20 GMT by Arnab Shome
Institutional FX

CySEC Reports €1.9Bn as 2020 Annual Income by Cyprus’ Investment Firms

  • CySEC provides insights concerning Cyprus Investment Firms (CIF).
  • The report helps clients, partners and associates to avoid business risks.
Tuesday, 21/12/2021 | 07:13 GMT by Nicholas Otieno
CryptoCurrency

US SEC Further Delays Decisions on Grayscale-Backed Bitcoin ETF

  • The SEC is concerned with spot Bitcoin ETFs
  • The regulator shows preference to Bitcoin futures ETFs
Monday, 20/12/2021 | 08:17 GMT by Nicholas Otieno
Regulation

US SEC Awards Approximately $10.4 Million to Several Whistleblowers

  • The whistleblowers participated in three separate cases, according to the SEC.
Tuesday, 23/11/2021 | 00:48 GMT by Felipe Erazo
Retail FX

SEC Issues Warning against Impersonators Faking to Be Regulator

  • These impersonators are approaching investors through multiple communication channels.
Monday, 22/11/2021 | 07:27 GMT by Arnab Shome
Regulation

US SEC Charges Individual for Running $10 Million Market Manipulation Fraud

  • James David O'Brien is accused of opening 18 securities accounts at 14 different brokerages for running a fraudulent scheme.
Friday, 19/11/2021 | 22:48 GMT by Felipe Erazo
Executive Moves

US SEC Appoints Haoxiang Zhu as Director of Division of Trading and Markets

  • David Saltiel was named as the new Deputy Director of the division.
Friday, 19/11/2021 | 21:22 GMT by Felipe Erazo
News

SEC Indicts California Man for $3.6 Million Crypto Fraud

  • He misappropriated around $1 million for personal expenses.
Friday, 19/11/2021 | 07:24 GMT by Arnab Shome
News

US SEC Files Enforcement Action against Mirror Protocol Developer

  • Authorities said in court documents that Kwon failed to comply with the testimonial obligation.
Friday, 12/11/2021 | 17:56 GMT by Felipe Erazo
Regulation

US SEC Issues Order to Halt Registration of Two Digital Tokens

  • The digital tokens dubbed 'Ducat' and 'Locke' were set to be registered as equity securities.
Wednesday, 10/11/2021 | 21:40 GMT by Felipe Erazo
Executive Moves

Blockchain.com Nominates CJ Rinaldi as Its New Chief Compliance Officer

  • CJ Rinaldi will develop the crypto services provider’s established global compliance frameworks and more.
Wednesday, 10/11/2021 | 08:57 GMT by Tom Hazan
News

US DOJ Charges Ukrainian National with Ransomware Attack on Kaseya

  • The authority charged two cybercriminals for their role in ransomware attacks.
Tuesday, 09/11/2021 | 08:25 GMT by Bilal Jafar
Regulation

SEC to Consider New Oversight Rules on Platforms for Trading US Treasuries

  • Some experts believe that crypto trading platforms could be subject to the proposed rules.
Tuesday, 02/11/2021 | 19:26 GMT by Felipe Erazo
Retail FX

SEC, CFTC Charge SwapStar Capital for Investment Fraud

  • The founder of the company was barred by both agencies in 2019.
Thursday, 28/10/2021 | 06:46 GMT by Arnab Shome
News

US SEC Could Be Set to Start Regulating Stablecoins Soon

  • The forthcoming report mentioned by Bloomberg reinforces the US CFTC as another watchdog of those tokens.
Tuesday, 26/10/2021 | 16:44 GMT by Felipe Erazo
CryptoCurrency

Bitcoin ETF Launched: 3 Things You Must Know

  • ProShares became the first company in the US to list a Bitcoin futures ETF on NYSE Arca.
Friday, 22/10/2021 | 10:01 GMT by Arnab Shome
Regulation

US CFTC Grants Its Biggest Award to a Single Whistleblower to Date

  • The whistleblower collaborated with critical information that led to successful enforcement actions in two cases.
Thursday, 21/10/2021 | 19:15 GMT by Felipe Erazo
Regulation

Regulators Take Actions against Credit Suisse on Mozambique Loan Case

  • The UK FCA imposed a $200 millionaire fine as a result of the findings.
Tuesday, 19/10/2021 | 21:51 GMT by Felipe Erazo
News

SEC Likely to Approve Bitcoin Futures ETF Next Week

  • The Bitcoin price soared in recent hours and is approaching $60,000.
Friday, 15/10/2021 | 07:44 GMT by Arnab Shome
News

SEC Green Lights Volt Equities’ Crypto Stock ETF

  • The agency is still reluctant to approve a Bitcoin ETF.
Monday, 11/10/2021 | 06:21 GMT by Arnab Shome
News

Cryptocurrency Ban Would Be Up to Congress, Says Gary Gensler

  • The SEC Chairman added that the US will not follow China’s lead in banning cryptocurrencies.
Wednesday, 06/10/2021 | 06:10 GMT by Bilal Jafar
Regulation

24 Exchanges Files Draft Form 1 Application with the US SEC

  • The review and approval is subject to the US SEC's timing.
Tuesday, 05/10/2021 | 22:05 GMT by Felipe Erazo
Executive Moves

US SEC Appoints Dan Berkovitz as New General Counsel

  • Michael Conley will serve as SEC's Acting General Counsel upon John Coates' departure.
Tuesday, 28/09/2021 | 20:09 GMT by Felipe Erazo
Retail FX

US SEC Charges Former Quant Analyst for a Millionaire Front-Running Scheme

  • Polevikov allegedly generated illicit profits of around $8.5 million with his scheme.
Thursday, 23/09/2021 | 17:23 GMT by Felipe Erazo
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