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Ignium Launches First-Ever STO on End-to-End Digital Assets Infrastructure

The Estonia-based STO infrastructure firm says that its issuance fees are 10-20 times less than competitors’ costs.

Monday, 21/09/2020 | 06:31 GMT by Rachel McIntosh

Digital Securities Adoption Highlighted in New German Draft Bill

Germany's draft bill decribed digital securities adoption as a core aspect of the government’s blockchain strategy.

Friday, 14/08/2020 | 08:44 GMT by Rachel McIntosh

NFA Bans Investment Advisor Monsoon and Founder Prakash

Prakash has been ordered to not reapply for membership for seven years.

Thursday, 06/08/2020 | 08:39 GMT by Celeste Skinner

Euronext Completes Acquisition of VP Securities

Deputy CEO Maria Hjorth has been appointed as the CEO of VP Securities.

Tuesday, 04/08/2020 | 08:44 GMT by Celeste Skinner

Nasdaq to Consolidate European CSD Business

Nasdaq CSD Iceland and Nasdaq CSD SE will merge to create Nasdaq CSD.

Monday, 25/05/2020 | 10:30 GMT by Celeste Skinner

A Wave of Blockchain-Based Unlisted Stock Platforms is Hitting Korea

The unlisted stock trading platforms could act as a bolster to South Korea's startup ecosystem.

Monday, 11/05/2020 | 07:27 GMT by Rachel McIntosh

California Bill Proposes to Exempt a Few Cryptos from Securities Law

The bill was first introduced in February and amendments were made to it recently.

Friday, 08/05/2020 | 08:56 GMT by Arnab Shome

Who Are the People Investing in Tokenized Securities?

The tokenized securities market is now becoming more accessible to a wider audience of retail investors, but who are they?

Tuesday, 20/08/2019 | 12:41 GMT by Guest Contributors

A Kik in the Pants: SEC's Kik Case Will Form Important Precedents

When it comes to reputation, where should the SEC draw the line?

Friday, 16/08/2019 | 11:05 GMT by Rachel McIntosh

New Jersey Sues Pocketinns for Selling Unregistered Securities

The company was aiming to raise $46 million by selling the tokens.

Friday, 19/07/2019 | 07:02 GMT by Arnab Shome

More SEC Settlements with Crypto Companies 'Definitely' Coming

Expert securities lawyer Samuel Katz speaks on how to survive the US securities legal landscape.

Monday, 08/07/2019 | 09:35 GMT by Rachel McIntosh

ICOs and IEOs Beware: STOs Are the Future of Fundraising

Digital Assets Lawyer Ziv Keinan explains the challenges and opportunities of the STO space.

Wednesday, 12/06/2019 | 09:53 GMT by Rachel McIntosh

Firstrade Securities Taps Trillium for Trade Surveillance

Firstrade cites itself as being one of the first online brokers in the US, whose roots date back to 1985.

Friday, 07/06/2019 | 15:08 GMT by Aziz Abdel-Qader

Mintage Mining to Pay $25,000 to Texan Securities Regulator

The Texas State Securities Board said the firm had breached securities laws

Friday, 22/02/2019 | 09:48 GMT by David Kimberley

SPiCE VC Invests in Digital Securities Exchange Archax

The value of the investment has not been disclosed.

Monday, 11/02/2019 | 10:08 GMT by Celeste Skinner

Executive Moves

Goldman Sachs Memo Reveals Konstantin Shakhnovich to Retire

Shakhnovich is the co-head of engineering for the US bank’s securities division.

Wednesday, 30/01/2019 | 07:02 GMT by Celeste Skinner

SFC Issues Consultation Paper for Paperless Securities Market

The consultation paper was launched in collaboration with HKEX and the FSR.

Monday, 28/01/2019 | 11:12 GMT by Celeste Skinner

Colorado Proposes Bill to Exempt Crypto from Securities Laws

Last year, a similar bill on the crypto industry was turned down by the state lawmakers.

Monday, 07/01/2019 | 09:23 GMT by Arnab Shome

OpenFinance Security Tokens Platform Goes Live in US

OFN said Ethereum-based BCAP tokens will be among the first assets available to trade at launch.

Friday, 14/12/2018 | 15:37 GMT by Aziz Abdel-Qader

INTL FCStone Reports Mixed Q4 but Strong 2018 Fiscal Year

The firm achieved record operating revenues for all of its business segments in its 2018 fiscal year.

Wednesday, 12/12/2018 | 09:32 GMT by Celeste Skinner

Executive Moves

BNP Paribas Securities Names New Head of Germany & Austria

Gommel will start his new position in April of next year.

Monday, 10/12/2018 | 14:45 GMT by Celeste Skinner

Coinbase VC Arm Invests in Securities Startup Securitize

Securitize’s planned product offering will generate demand for Coinbase’s planned cryptocurrency marketplace.

Tuesday, 27/11/2018 | 08:05 GMT by Celeste Skinner

FCA: New Settlement Internalization Reporting Obligations

From July 2019, firms within the United Kingdom will be obliged to report settlement internalisation to the BoE.

Thursday, 22/11/2018 | 11:15 GMT by Celeste Skinner

1exchange Receives Regulatory Approval from Singapore's MAS

The Recognised Market Operator licence for the securities exchange is effective from November 21, 2018.

Thursday, 22/11/2018 | 09:11 GMT by Celeste Skinner

SPiCE VC Lists Security Token on Regulated OpenFinance Network

This marks the first asset of its kind to list on a US regulated trading platform.

Monday, 19/11/2018 | 14:34 GMT by Celeste Skinner

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