ADVERTISEMENT
Market news, analysis & forecast powered by
Preview Mode
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Securities
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
ATFX Connect at FMLS 2024: Showcasing Leadership and Innovation
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
ATFX Connect at FMLS 2024: Showcasing Leadership and Innovation
Thought Leadership
ADVERTISEMENT
securities
Search for a tag
Regulation
OSC: Three Individuals Charged with $140,000 Securities Fraud
2018-11-14T10:32:47.000+02:00
The charged individuals were found trading in securities without the proper registration and without a prospectus.
W
e
d
n
e
s
d
a
y
,
1
4
/
1
1
/
2
0
1
8
|
0
8
:
3
2
G
M
T
by
Celeste Skinner
Exchanges
SGX to Launch New Securities Settlement & Depository System
2018-11-13T13:55:49.000+02:00
The new framework will reduce SGX’s settlement cycle down to two days.
T
u
e
s
d
a
y
,
1
3
/
1
1
/
2
0
1
8
|
1
1
:
5
5
G
M
T
by
Celeste Skinner
News
Ripple Moves to Consolidate Lawsuits in Federal Court
2018-11-13T11:47:38.000+02:00
The company feels that it has a better chance of winning at a national court.
T
u
e
s
d
a
y
,
1
3
/
1
1
/
2
0
1
8
|
0
9
:
4
7
G
M
T
by
Simon Golstein
Institutional FX
Societe Generale Sells 2.05 Percent Stake in Euroclear
2018-11-09T12:59:31.000+02:00
The investment bank's stake in the firm gave a massive boost to its Q3 results, which were released on November 8, 2018.
F
r
i
d
a
y
,
0
9
/
1
1
/
2
0
1
8
|
1
0
:
5
9
G
M
T
by
David Kimberley
ADVERTISEMENT
News
Texas Serves Cease and Desist Order to Another Crypto Scam
2018-11-07T16:03:34.000+02:00
Exycrypto claims to offer crypto mining, binary options, and stock/options trading from Quebec.
W
e
d
n
e
s
d
a
y
,
0
7
/
1
1
/
2
0
1
8
|
1
4
:
0
3
G
M
T
by
Simon Golstein
News
Bithumb to Co-Launch Token Exchange in US Via New Deal
2018-11-01T11:39:15.000+02:00
The South Korean cryptocurrency exchange will provide investment for a securities marketplace set up by SeriesOne.
T
h
u
r
s
d
a
y
,
0
1
/
1
1
/
2
0
1
8
|
0
9
:
3
9
G
M
T
by
Simon Golstein
ICOs
SEC-Compliant ICOs Could Usher in a New Era for Investors
2018-10-29T16:53:52.000+02:00
The new era of ICOs will focus on delivering real and long-term value rather than making a quick buck.
M
o
n
d
a
y
,
2
9
/
1
0
/
2
0
1
8
|
1
4
:
5
3
G
M
T
by
FM Contributors
Technology
There is a Place for DLT in Trading, Canadian Research Study Finds
2018-10-23T08:25:58.000+02:00
Payments Canada, the Bank of Canada and TMX Group outlined some of the ways that DLT can be used for trading securities.
T
u
e
s
d
a
y
,
2
3
/
1
0
/
2
0
1
8
|
0
6
:
2
5
G
M
T
by
Celeste Skinner
ADVERTISEMENT
Technology
Nissan Securities to Distribute Trading Technologies’ Trading Platform
2018-10-16T08:12:10.000+02:00
The agreement was co-announced on Monday and will allow Nissan to expand its trade execution technology.
T
u
e
s
d
a
y
,
1
6
/
1
0
/
2
0
1
8
|
0
6
:
1
2
G
M
T
by
Celeste Skinner
Regulation
Texas Securities Commission Orders FX Broker GoForex to Cease and Desist
2018-10-11T08:06:20.000+02:00
The firm is targeting residents in Texas and claims that investments can make a huge return of 900 percent in only 21 days.
T
h
u
r
s
d
a
y
,
1
1
/
1
0
/
2
0
1
8
|
0
6
:
0
6
G
M
T
by
Celeste Skinner
News
Chinese Bank Issues Mortgage Derivatives Worth $1.3 billion on Blockchain
2018-09-27T15:53:24.000+02:00
Bank of Communications aims to make the mortgage securities trade more transparent.
T
h
u
r
s
d
a
y
,
2
7
/
0
9
/
2
0
1
8
|
1
3
:
5
3
G
M
T
by
Simon Golstein
Exchanges
Coincapital Launches Emerging Technology ETFs on Canada’s TSX
2018-09-21T11:50:55.000+02:00
The ETFs will allow Canadian investors to access emerging technologies from large corporations.
F
r
i
d
a
y
,
2
1
/
0
9
/
2
0
1
8
|
0
9
:
5
0
G
M
T
by
Celeste Skinner
ADVERTISEMENT
Exchanges
ASX Reports Uptick in Futures Trading in August 2018
2018-09-07T11:02:23.000+02:00
Members of the exchange traded 15 per cent more futures contracts year-on-year in August.
F
r
i
d
a
y
,
0
7
/
0
9
/
2
0
1
8
|
0
9
:
0
2
G
M
T
by
Celeste Skinner
News
SEC Awards $54 Million to 2 Whistleblowers to Ramp Up Regulatory Enforcement
2018-09-07T08:11:25.000+02:00
The SEC has intensified its efforts to investigate private companies, including Elon Musk's Tesla.
F
r
i
d
a
y
,
0
7
/
0
9
/
2
0
1
8
|
0
6
:
1
1
G
M
T
by
Rachel McIntosh
Regulation
Token Securitisation- a Double-Edged Sword
2018-09-06T15:40:53.000+02:00
Problems begin when the norms forced upon the crypto world are not symbiotic with its characteristics.
T
h
u
r
s
d
a
y
,
0
6
/
0
9
/
2
0
1
8
|
1
3
:
4
0
G
M
T
by
Aviya Arika
News
Bittrex Buys 10 Percent of Maltese ICO Securities Exchange
2018-09-03T11:46:46.000+02:00
Malta is one of the very few countries to have enacted complete cryptocurrency legislation.
M
o
n
d
a
y
,
0
3
/
0
9
/
2
0
1
8
|
0
9
:
4
6
G
M
T
by
Simon Golstein
ADVERTISEMENT
News
New Cryptocurrency Investment Fund for Very Wealthy Excludes XRP
2018-08-29T10:51:35.000+02:00
Morgan Creek and Bitwise feel that XRP is a legal liability.
W
e
d
n
e
s
d
a
y
,
2
9
/
0
8
/
2
0
1
8
|
0
8
:
5
1
G
M
T
by
Simon Golstein
Exchanges
NSD Sees 20% YoY Gain in Value of Securities Under Custody in Q2
2018-08-28T16:07:20.000+02:00
The Russian securities depository also saw an uptick in the number of trades registered on its repository.
T
u
e
s
d
a
y
,
2
8
/
0
8
/
2
0
1
8
|
1
4
:
0
7
G
M
T
by
Celeste Skinner
Regulation
Malaysia’s SC to Review LaVida Coin for Securities Law Breach
2018-08-27T10:51:58.000+02:00
The cryptocurrency is offered by a Malaysian cosmetics millionaire and celebrity.
M
o
n
d
a
y
,
2
7
/
0
8
/
2
0
1
8
|
0
8
:
5
1
G
M
T
by
Celeste Skinner
Technology
Rialto Trading and Bittrex to Launch Digital Securities Trading Platform
2018-08-24T08:51:40.000+02:00
The platform will expand on Rialto’s existing alternative trading system.
F
r
i
d
a
y
,
2
4
/
0
8
/
2
0
1
8
|
0
6
:
5
1
G
M
T
by
Celeste Skinner
ADVERTISEMENT
Regulation
China and Malaysia’s SC Agree on Cross-Border Regulatory Cooperation
2018-08-20T22:51:38.000+02:00
The agreement will facilitate cross-border regulatory cooperation on accounting and audit matters.
M
o
n
d
a
y
,
2
0
/
0
8
/
2
0
1
8
|
2
0
:
5
1
G
M
T
by
Celeste Skinner
Executive Moves
Ladenburg Thalmann Financial Services Promotes Seasoned Employee Kirk Hulett
2018-07-30T15:49:59.000+02:00
Hulett has been with the company for 24 years, working at its subsidiary Securities America.
M
o
n
d
a
y
,
3
0
/
0
7
/
2
0
1
8
|
1
3
:
4
9
G
M
T
by
Celeste Skinner
News
Swiss Watchdog Launches Proceedings Against $100 Million ICO
2018-07-26T16:59:18.000+02:00
Envion AG uses the word 'profitable' three times on its landing page alone.
T
h
u
r
s
d
a
y
,
2
6
/
0
7
/
2
0
1
8
|
1
4
:
5
9
G
M
T
by
Simon Golstein
News
ICOs Account for Less Than 2% of US Securities Lawsuits
2018-07-26T14:07:07.000+02:00
Heavy press coverage notwithstanding, ICO projects are defendants in only 12 of 750 securities lawsuits.
T
h
u
r
s
d
a
y
,
2
6
/
0
7
/
2
0
1
8
|
1
2
:
0
7
G
M
T
by
Simon Golstein
ADVERTISEMENT
Innovation
Malta Furthers Status as Crypto Hub with OKEx, Binance, and Neufund Deals
2018-07-19T16:13:49.000+02:00
The MSX aims to create the first regulated and decentralized stock exchange for tokenized securities with Binance and Neufund.
T
h
u
r
s
d
a
y
,
1
9
/
0
7
/
2
0
1
8
|
1
4
:
1
3
G
M
T
by
Celeste Skinner
See more
Next
Previous
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}