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Retail FX
Australian Broker Vantage Becomes Newest Member of FinCom
2022-10-07T16:14:38.454+02:00
FinComm has over 40 approved forex broker members.
Moneta Markets separated from Vantage last month.
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Institutional FX
FINRA Penalizes UBS Securities $2.5M for 73,000 ‘Naked’ Short Sales
2022-10-05T12:58:59.232+02:00
The violations occurred between 2009 and 2018.
The US SEC recently fined UBS Securities $125 million alongside 14 other broker-dealers.
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Regulation
Financial Commission Returned $784,000 to Traders in 2018
2019-02-07T16:57:50.000+02:00
The self-regulating body is still mainly used by people in Russia and other CIS nations
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News
Is Self Regulation Convincing Legislators to Back off from Crypto?
2018-09-25T09:19:43.000+02:00
The Winklevoss' VCA is the latest SRO to appear on the crypto scene. How are they affecting regulators?
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News
Japanese Cryptocurrency Association Proposes Limit on Leverage
2018-07-26T09:38:21.000+02:00
The self-regulatory organisation proposes a cap of 1:4 - the limit for foreign exchange is 1:25.
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