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Institutional FX

CFTC Slaps HSBC with $45M Fine for ‘Manipulative and Deceptive Trading’

The alleged violation occurred between March 2012 and 2015.
CFTC fights use of personal messaging channels for business deals.

Friday, 12/05/2023 | 20:38 GMT by Solomon Oladipupo

Institutional FX

CFTC Settles with Scotiabank for $127M for Regulatory Violations

The company misguided the regulator's investigation making false statements.

Wednesday, 19/08/2020 | 17:19 GMT by Arnab Shome

Regulation

Commerzbank AG Fined $12 Million for Swap Dealing Violations

The firm has been charged by the CFTC with failing to supervise its swap dealing activities.

Friday, 09/11/2018 | 10:54 GMT by Celeste Skinner

Regulation

US Commodity Regulator Extends Reporting Relief for Certain Swap Dealers

The relevant rule concerns non-US swap dealers and major swap participants established in foreign jurisdictions.

Thursday, 30/11/2017 | 21:32 GMT by Aziz Abdel-Qader

Regulation

CFTC Gives Approval on EU Uncleared Swap Margin Rules

CFTC intends to grant relief from its SEF registration requirement for EU authorized trading venues.

Friday, 13/10/2017 | 17:44 GMT by Aziz Abdel-Qader

Regulation

CFTC Approves Dodd-Frank Rules on Swap Dealer Capital Requirements

The proposed capital requirements would vary depending on dynamic factors while also being administrable by CFTC.

Friday, 02/12/2016 | 19:21 GMT by Aziz Abdel-Qader

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