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The Financial Conduct Authority (FCA)

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Executive Moves

Ashley Alder Leaves SFC to Join United Kingdom’s FCA as Chair

  • He will take up the new role in January 2023.
  • The FCA is currently Chaired by Richard Lloyd in an interim capacity.
Friday, 08/07/2022 | 05:43 GMT by Arnab Shome
Executives

UK Regulator FCA Appoints Six Directors to Bolster Three-Year Plan

  • The directors are to help the FCA deliver on its three-year plan.
  • The plan seeks to prevent harm, set higher standards and promote competition.
Tuesday, 05/07/2022 | 17:31 GMT by Solomon Oladipupo
FinTech

FCA Says Alexander David Securities Has Appointed Joint Liquidators

  • Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP to serve as joint liquidators.
  • Eligible clients to get up to £85,000 from FSCS.
Monday, 04/07/2022 | 14:11 GMT by Solomon Oladipupo
FinTech

Tax Violation: FCA Opens Investigation on Wise’s CEO after £365k Fine

  • In September 2021, the FCA listed Kaarmann as one of several 'deliberate tax defaulters'.
  • Wise will fully cooperate with the FCA, report says.
Monday, 27/06/2022 | 13:53 GMT by Solomon Oladipupo
Institutional FX

FCA Slaps £5.8M Fine on Ghana International Bank for AML Lapses

  • Despite the lapses, the FCA did not find any evidence of money laundering.
  • GIB voluntarily suspended taking new overseas bank clients amid the discovery of the lapses.
Thursday, 23/06/2022 | 11:13 GMT by Arnab Shome
Analysis
Analysis
Analysis
Analysis
Analysis

FCA Speeds Up Unused Permission Cancellation: How Does It Impact Brokers?

  • Brokers will have 28 days to rectify their operations if the FCA notices unused permissions.
  • It will further strengthen customer protection measures in the country.
Thursday, 16/06/2022 | 09:50 GMT by Arnab Shome
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