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Retail FX
oneZero and TRAction Join Forces to Simplify Trade Reporting Compliance
2024-03-26T10:21:07.032+02:00
New integration automates data extraction, leveraging oneZero's business intelligence tools.
It has also reduced operational burden in meeting reporting requirements.
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Institutional FX
Broadridge Strengthens Ties with Baader Bank through Regulatory Reporting Deal
2024-03-21T10:04:42.884+02:00
Baader Bank selects fintech's platform for regulatory trade and transaction reporting.
The partnership focuses on multiple jurisdictions and asset classes.
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Retail FX
FINRA Slaps $100k Penalty on Dealerweb for TRACE Violations
2022-10-18T18:38:00.755+02:00
The penalty is for inaccurate TRACE transaction reports and a deficient supervisory system.
Dealerweb paid $37,500 to FINRA for various TRACE violations between 2013 and 2017.
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Institutional FX
REGIS-TR Obtains a Full UK EMIR License from the FCA
2022-03-22T19:29:00.000+02:00
The firm was incorporated in 2019.
REGIS-TR UK LTD was intended to provide services to clients in the post-Brexit era.
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Felipe Erazo
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Regulation
Exclusive: TRAction Fintech Integrates EU Reporting Services with UnaVista
2020-07-09T04:07:13.000+02:00
The partnership is aimed at simplifying MiFID II, EMIR and SFTR reporting for forex and CFD brokers.
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Celeste Skinner
Analysis
Will Regulators Assess Viability of Trade Repositories After CME Departure?
2020-05-22T15:26:18.000+02:00
CME Group is closing down its Trade Repositories in Australia and Europe.
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Celeste Skinner
Regulation
Who Needs to Meet European Trade Publication Requirements?
2020-02-06T07:51:48.000+02:00
There's a lot of confusion between trade and transaction reporting - what's the difference?
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Celeste Skinner
Regulation
Catena Chosen by Southern Ridges for MAS OTC Reporting
2019-11-07T09:39:54.000+02:00
The investment management firm will use Catena’s solution to report OTC derivatives.
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Regulation
ASIC: FX & CFD Reporting Changes to Come into Effect in July
2019-05-31T09:41:31.000+02:00
From July, CFD, margin FX and equity OTC derivatives will need to be reported using the "life cycle" method.
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Celeste Skinner
Regulation
FCA Signals More Vigilance Over Transaction Reporting
2019-05-20T17:17:43.000+02:00
The UK regulator shared key data during a conference dedicated to transaction reporting in London
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Victor Golovtchenko
Technology
Catena Technologies to Deploy SFTR Reporting Platform to REGIS-TR
2019-04-30T16:03:24.000+02:00
The early testing has been completed as the companies are preparing to launch the new offering
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Victor Golovtchenko
Regulation
FCA Fines Goldman Sachs £34 Million for Reporting Failures
2019-03-28T12:58:42.000+02:00
Goldman Sachs International did not provide accurate and timely reporting for 220.2 million transaction reports.
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Celeste Skinner
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Exchanges
ESMA Registers LSEG Trade Repository UnaVista TRADEcho B.V.
2019-03-25T11:37:59.000+02:00
The trade repository is the group’s Brexit contingency plan if a hard Brexit occurs.
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Celeste Skinner
Execution
Catena Expands TRACE Reporting Solution to NA and Europe
2019-01-10T08:59:20.000+02:00
Catena has integrated its solution with CME Group’s trade repositories in North America and Europe.
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Celeste Skinner
Technology
Deutsche Börse & RegTek.Solutions to Launch MiFIR Pre-Validation Service
2018-10-30T12:00:53.000+02:00
The expected launch of this service is set for the fourth quarter of this year.
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Celeste Skinner
Regulation
Cappitech and Trax Join Forces to Provide MiFID II Reporting Services
2018-09-20T10:11:18.000+02:00
The two firms have integrated their separate services to provide tailor-made solutions.
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Celeste Skinner
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News
Broadridge Launches Ex-Post Reporting Solution for MiFID II
2018-09-10T10:42:15.000+02:00
This is the latest of a suite of MiFID II-related services developed by Broadridge's FundAssist business.
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Celeste Skinner
Technology
Cappitech Expands to Australia with CME Group Partnership
2018-08-16T10:00:42.000+02:00
The regulatory reporting firm has integrated with the CME Group’s trade repository
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Victor Golovtchenko
Brokers
Kabu Sees Growth in Revenue this May after Slump in April
2018-06-12T09:38:56.000+02:00
Despite this increase, the Japanese was unable to return to the levels seen in the first quarter of 2018
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David Kimberley
News
What Brokers Need to Know about EMIR Reporting of Cryptocurrency CFDs
2017-07-24T16:40:22.000+02:00
How do CFDs on Bitcoin, Ethereum and other cryptocurrencies fall under the European Market Infrastructure Regulation?
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Avi Mizrahi
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Technology
Cappitech Partners with Colt PrizmNet for Secure Data Reporting
2017-03-24T11:17:45.000+02:00
An additional layer of security in EMIR and MiFID reporting.
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Execution
AxiomSL Extends its Trade and Transactions Suite to Commodities Space
2017-01-09T19:32:44.000+02:00
AxiomSL’s platform will expand its transaction capabilities to the commodities and energy sector ahead of MiFID II.
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Jeff Patterson
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