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Oracle to Pay $23M to Settle Bribery Charges against Asian Subsidiaries

The US SEC fingered Oracle's subsidiaries in Turkey, UAE and India in its investigation.
The regulator penalized Oracle $2 million in 2012 for the same offence.

Tuesday, 27/09/2022 | 18:24 GMT by Solomon Oladipupo

Retail FX

US SEC Records First Case of Broker-Dealer Municipal Advisor Violation

The regulator fined Loop Capital Markets $100k.
The broker-dealer advised a city on fixed income securities without being registered.

Wednesday, 14/09/2022 | 22:50 GMT by Solomon Oladipupo

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