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Wedbush securities
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wedbush securities
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Executives
Wedbush Securities Names Former Sports Coach Chris Ellis as VP of Investments
2024-02-02T21:29:12.864+02:00
Ellis, a Certified Financial Planner, joins from CUSO Financial Services.
He holds a BS in Political Science and a Master of Education.
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Retail FX
News Nuggets | 22 November: ASIC Suspends AFS licence; SFC Fines Lion Futures $2.8 Million
2023-11-22T13:15:08.405+02:00
Also, Wedbush Securities appointed a new managing director, and BIS introduced a new data portal.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
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Damian Chmiel
Retail FX
News Nuggets | 16 November: Fortex Integrates with StoneX; XS.com Appoints Country Manager
2023-11-16T13:17:05.688+02:00
Wedbush Securities was fined $350,000; the SEC charged traders following a fraud valued at $1.5 million.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
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Retail FX
Wedbush's Recordkeeping Blunders Lead to Multi-Million Dollar Fines by US Watchdogs
2023-08-09T08:31:18.558+02:00
Wedbush Securities was fined $6 million for breaching recordkeeping and supervision CFTC rules.
A separate penalty of $10 million was imposed by the SEC.
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Damian Chmiel
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Executive Moves
Wedbush Names New Compliance Chief as It Enters FX Prime Brokerage
2023-04-14T11:38:51.857+02:00
Matt Lisle brings three decades of legal experience to the role.
The company also hired several former Jefferies executives.
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Arnab Shome
Institutional FX
US Firm Wedbush Expands into FX Prime Brokerage, Taps Jefferies Execs
2023-04-12T17:05:09.854+02:00
The new unit is part of Wedbush Securities' FICCS division.
The FX prime brokerage team is being led by Michael Stone, ex-Jefferies Bache VP.
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Solomon Oladipupo
Executive Moves
Wedbush Securities Appoints Robert Spawn as MD, Regional Executive
2020-06-05T06:51:12.000+02:00
In this role, Spawn will serve the Pacific North Region of America.
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Celeste Skinner
Executive Moves
Wedbush Promotes Francis Paulino to MD of Investment Banking
2020-02-27T08:06:12.000+02:00
Paulino was previously the senior VP of investment banking.
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Executive Moves
Wedbush Securities Names Tony May as MD, Investments
2020-02-20T08:41:29.000+02:00
May joins the company with 30 years of experience in the financial industry.
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Celeste Skinner
Regulation
FINRA Fines Wedbush Securities $30,000 for Reporting Failures
2020-02-19T09:48:58.000+02:00
The company and the regulator have reached a settlement agreement.
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Executive Moves
Wedbush Securities Names Frank Epinger as MD, Regional Exec of LA
2020-02-12T09:44:26.000+02:00
Epinger will be based in the firm’s LA headquarters.
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Executive Moves
Wedbush Securities On-Boards Bob Fitzsimmons to Lead its Business Operations
2016-12-06T21:41:50.000+02:00
Bob Fitzsimmons joins Wedbush Securities as its Managing Director.
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Jeff Patterson
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Executive Moves
Wedbush Securities Taps Natalie Svider as Vice President of Public Relations
2016-11-15T22:21:42.000+02:00
Natalie has extensive experience leading public relations activities in high-performing global organizations.
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Execution
Wedbush Securities, Lime Brokerage Ink Clearing, Execution Accord with CQG
2016-10-21T20:18:48.000+02:00
The new accord will see a collaboration between the venues that helps reinforce a clearing and execution services offering.
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Jeff Patterson
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