ADVERTISEMENT
Market news, analysis & forecast powered by
Preview Mode
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Wedbush securities
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
UF AWARDS MEA 2025: Voting Now Open!
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
UF AWARDS MEA 2025: Voting Now Open!
Thought Leadership
ADVERTISEMENT
wedbush securities
Search for a tag
Executives
Wedbush Securities Names Former Sports Coach Chris Ellis as VP of Investments
2024-02-02T21:29:12.864+02:00
Ellis, a Certified Financial Planner, joins from CUSO Financial Services.
He holds a BS in Political Science and a Master of Education.
F
r
i
d
a
y
,
0
2
/
0
2
/
2
0
2
4
|
1
9
:
2
9
G
M
T
by
Jared Kirui
Retail FX
News Nuggets | 22 November: ASIC Suspends AFS licence; SFC Fines Lion Futures $2.8 Million
2023-11-22T13:15:08.405+02:00
Also, Wedbush Securities appointed a new managing director, and BIS introduced a new data portal.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
W
e
d
n
e
s
d
a
y
,
2
2
/
1
1
/
2
0
2
3
|
1
1
:
1
5
G
M
T
by
Damian Chmiel
Retail FX
News Nuggets | 16 November: Fortex Integrates with StoneX; XS.com Appoints Country Manager
2023-11-16T13:17:05.688+02:00
Wedbush Securities was fined $350,000; the SEC charged traders following a fraud valued at $1.5 million.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
T
h
u
r
s
d
a
y
,
1
6
/
1
1
/
2
0
2
3
|
1
1
:
1
7
G
M
T
by
Damian Chmiel
Retail FX
Wedbush's Recordkeeping Blunders Lead to Multi-Million Dollar Fines by US Watchdogs
2023-08-09T08:31:18.558+02:00
Wedbush Securities was fined $6 million for breaching recordkeeping and supervision CFTC rules.
A separate penalty of $10 million was imposed by the SEC.
W
e
d
n
e
s
d
a
y
,
0
9
/
0
8
/
2
0
2
3
|
0
6
:
3
1
G
M
T
by
Damian Chmiel
ADVERTISEMENT
Executive Moves
Wedbush Names New Compliance Chief as It Enters FX Prime Brokerage
2023-04-14T11:38:51.857+02:00
Matt Lisle brings three decades of legal experience to the role.
The company also hired several former Jefferies executives.
F
r
i
d
a
y
,
1
4
/
0
4
/
2
0
2
3
|
0
9
:
3
8
G
M
T
by
Arnab Shome
Institutional FX
US Firm Wedbush Expands into FX Prime Brokerage, Taps Jefferies Execs
2023-04-12T17:05:09.854+02:00
The new unit is part of Wedbush Securities' FICCS division.
The FX prime brokerage team is being led by Michael Stone, ex-Jefferies Bache VP.
W
e
d
n
e
s
d
a
y
,
1
2
/
0
4
/
2
0
2
3
|
1
5
:
0
5
G
M
T
by
Solomon Oladipupo
Executive Moves
Wedbush Securities Appoints Robert Spawn as MD, Regional Executive
2020-06-05T06:51:12.000+02:00
In this role, Spawn will serve the Pacific North Region of America.
F
r
i
d
a
y
,
0
5
/
0
6
/
2
0
2
0
|
0
4
:
5
1
G
M
T
by
Celeste Skinner
Executive Moves
Wedbush Promotes Francis Paulino to MD of Investment Banking
2020-02-27T08:06:12.000+02:00
Paulino was previously the senior VP of investment banking.
T
h
u
r
s
d
a
y
,
2
7
/
0
2
/
2
0
2
0
|
0
6
:
0
6
G
M
T
by
Celeste Skinner
ADVERTISEMENT
Executive Moves
Wedbush Securities Names Tony May as MD, Investments
2020-02-20T08:41:29.000+02:00
May joins the company with 30 years of experience in the financial industry.
T
h
u
r
s
d
a
y
,
2
0
/
0
2
/
2
0
2
0
|
0
6
:
4
1
G
M
T
by
Celeste Skinner
Regulation
FINRA Fines Wedbush Securities $30,000 for Reporting Failures
2020-02-19T09:48:58.000+02:00
The company and the regulator have reached a settlement agreement.
W
e
d
n
e
s
d
a
y
,
1
9
/
0
2
/
2
0
2
0
|
0
7
:
4
8
G
M
T
by
Celeste Skinner
Executive Moves
Wedbush Securities Names Frank Epinger as MD, Regional Exec of LA
2020-02-12T09:44:26.000+02:00
Epinger will be based in the firm’s LA headquarters.
W
e
d
n
e
s
d
a
y
,
1
2
/
0
2
/
2
0
2
0
|
0
7
:
4
4
G
M
T
by
Celeste Skinner
Executive Moves
Wedbush Securities On-Boards Bob Fitzsimmons to Lead its Business Operations
2016-12-06T21:41:50.000+02:00
Bob Fitzsimmons joins Wedbush Securities as its Managing Director.
T
u
e
s
d
a
y
,
0
6
/
1
2
/
2
0
1
6
|
1
9
:
4
1
G
M
T
by
Jeff Patterson
ADVERTISEMENT
Executive Moves
Wedbush Securities Taps Natalie Svider as Vice President of Public Relations
2016-11-15T22:21:42.000+02:00
Natalie has extensive experience leading public relations activities in high-performing global organizations.
T
u
e
s
d
a
y
,
1
5
/
1
1
/
2
0
1
6
|
2
0
:
2
1
G
M
T
by
Aziz Abdel-Qader
Execution
Wedbush Securities, Lime Brokerage Ink Clearing, Execution Accord with CQG
2016-10-21T20:18:48.000+02:00
The new accord will see a collaboration between the venues that helps reinforce a clearing and execution services offering.
F
r
i
d
a
y
,
2
1
/
1
0
/
2
0
1
6
|
1
8
:
1
8
G
M
T
by
Jeff Patterson
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}