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Named and Shamed: UK Regulator to Publicly Reveal Probed Firms
- The regulator will reveal more about company probes earlier to boost market transparency.
- Also, similar to the US SEC, the market watchdog wants to offer financial incentives to informants.
Tuesday, 27/02/2024 | 08:27 GMT by
Damian Chmiel
SEC Charges JP Morgan $18 Million for Obstructing Client Whistleblowing
- The firm barred retail clients from contacting the SEC through confidentiality agreements from March 2020 to July 2023.
- The firm has agreed to pay a civil penalty of $18 million without admitting or denying findings.
Tuesday, 16/01/2024 | 14:20 GMT by
Tareq Sikder
News Nuggets | 1 November: B2Core Adds cTrader; CFTC Pays This Year Mostly for Crypto Tips
- Also, Komainu to boost institutional crypto services in Japan; FINRA announced the departure od Deputy Head of Enforcement.
- Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 01/11/2023 | 11:27 GMT by
Finance Magnates Staff
ASIC Encourages Whistleblowers to "Speak Up" and Publishes Good Practices Report
- The Australian regulator wants to help improve companies' whistleblowing rules.
- ASIC reminds regulated entities that they are obliged to protect whistleblowers from detriment.
Thursday, 02/03/2023 | 09:12 GMT by
Damian Chmiel
Upbit Awards 1 Million Won to Six Reporters of Fraud
- The South Korean cryptocurrency exchange believes in industry self-policing.
Tuesday, 12/06/2018 | 08:16 GMT by
Simon Golstein
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