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Regulation

Barclays’ CEO Faces Probe, Pay Cut After Whistleblower Allegations

  • Jes Staley is facing a probe from US and UK regulators over his alleged unmasking of a whistleblower.
Monday, 10/04/2017 | 06:49 GMT by Jeff Patterson
Regulation

SEC Charges BlackRock For Removing Whistleblower Incentives

  • BlackRock coerced departing employees into signing separation agreements waiving their ability to obtain whistleblower awards.
Wednesday, 18/01/2017 | 08:35 GMT by Finance Magnates Staff
Regulation

BaFin Puts Out Fresh Call to Whistleblowers in Pursuit of Disclosures

  • Individuals are being urged to come forth and provide disclosures to BaFin in a bid to help aid in investigations.
Monday, 02/01/2017 | 18:16 GMT by Jeff Patterson
Regulation

SEC’s Whistleblower Program Pays Out Second Weekly Reward

  • The SEC has had a busy week with several whistleblowers playing key roles in investigations, resulting in payouts.
Friday, 09/12/2016 | 18:36 GMT by Jeff Patterson
Regulation

SEC’s Whistleblower Program Awards Another $3.5m

  • The SEC's Whistleblower Program has awarded $3.5 million following its latest enforcement action.
Monday, 05/12/2016 | 16:48 GMT by Jeff Patterson
Regulation

SEC’s Whistleblower Program Crosses $100 Million Threshold

  • Since its inception four years ago, the whistleblower program has been a resounding success, rewarding over $100m.
Wednesday, 31/08/2016 | 08:57 GMT by Jeff Patterson
Regulation

SEC Pays $22m to Whistleblower in Second-Largest Amount Ever Awarded

  • The award was paid to a whistleblower who helped the SEC halt a hidden fraud at the company where he worked.
Wednesday, 31/08/2016 | 07:52 GMT by Finance Magnates Staff
Regulation

Some US Companies Employing Whistleblower Gag Orders in Bid to Prevent Leaks

  • Several companies appear to have been making deals to muzzle employees that run counter to US law.
Thursday, 25/08/2016 | 14:41 GMT by Jeff Patterson
Regulation

Whistleblow at Your Own Risk: Former UBS Investment Manager Faces Reprisal

  • Meraj Sepehrnia has claimed wrongful treatment by the group after his dismissal.
Wednesday, 24/08/2016 | 11:07 GMT by Jeff Patterson
Regulation

CFTC Doles Out Latest Whistleblower Award of $50K

  • The CFTC has awarded its third whistleblower award in the last ten months with the program helping with enforcement.
Tuesday, 26/07/2016 | 16:31 GMT by Jeff Patterson
Executive Moves

SEC's Office of the Whistleblower Chief Sean McKessy to Step Down in July

  • The Head of the SEC's Whistleblower Office, Sean McKessy, is slated to step down.
Friday, 08/07/2016 | 19:25 GMT by Steven Hatzakis
Executive Moves

OSC Launches New Whistleblower Program Headed by Kelly Gorman

  • The OSC will be launching the country's first whistleblower-dedicated office, led by veteran Kelly Gorman.
Thursday, 16/06/2016 | 14:20 GMT by Jeff Patterson
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