SEC Fines Vanguard $106 Million Over “Investor TRFs Tax Consequences”
Friday, 17/01/2025 | 17:51 GMT
- The SEC found 2020–2021 prospectuses “misleading” for not disclosing capital gains from switches to Institutional TRFs.
- The settlement resolves investigations by New York, Connecticut, New Jersey, and a $40 million class action.
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Executive Interview with Andrian Coxon, CMO at Exante during FMLS:24 📣 Stay updated with the latest in finance and trading! Follow FMevents across our social media platforms for news, insights, and event updates. Connect with us today: 🔗 LinkedIn: https://www.linkedin.com/showcase/financemagnates-events/ 👍 Facebook: https://www.facebook.com/FinanceMagnatesEvents 📸 Instagram: https://www.instagram.com/fmevents_official 🐦 Twitter: https://twitter.com/F_M_events 🎥 TikTok: https://www.tiktok.com/@fmevents_official ▶️ YouTube: https://www.youtube.com/@FinanceMagnates_official Don't miss out on our latest videos, interviews, and event coverage. Subscribe to our YouTube channel for more! -
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Executive Interview with Adam Saward | EC Markets | FMLS:24 📣 Stay updated with the latest in finance and trading! Follow FMevents across our social media platforms for news, insights, and event updates. Connect with us today: 🔗 LinkedIn: https://www.linkedin.com/showcase/financemagnates-events/ 👍 Facebook: https://www.facebook.com/FinanceMagnatesEvents 📸 Instagram: https://www.instagram.com/fmevents_official 🐦 Twitter: https://twitter.com/F_M_events 🎥 TikTok: https://www.tiktok.com/@fmevents_official ▶️ YouTube: https://www.youtube.com/@FinanceMagnates_official Don't miss out on our latest videos, interviews, and event coverage. Subscribe to our YouTube channel for more! -
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Executive Interview with Johnny Khalil, Executive Director at Tickmill during FMLS:24 📣 Stay updated with the latest in finance and trading! Follow FMevents across our social media platforms for news, insights, and event updates. Connect with us today: 🔗 LinkedIn: https://www.linkedin.com/showcase/financemagnates-events/ 👍 Facebook: https://www.facebook.com/FinanceMagnatesEvents 📸 Instagram: https://www.instagram.com/fmevents_official 🐦 Twitter: https://twitter.com/F_M_events 🎥 TikTok: https://www.tiktok.com/@fmevents_official ▶️ YouTube: https://www.youtube.com/@FinanceMagnates_official Don't miss out on our latest videos, interviews, and event coverage. Subscribe to our YouTube channel for more!
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MP Lisa Cameron
Parliamentarian's view on Connecting with Industry
‘I'm delighted to be here it's great actually to be out of parliament for the morning but also to be linking with people who are on the front line of the fintech industry’
Lory Kehoe | Coinbase
Coinbase is coming back!
‘It’s my first time here, but it certainly won’t be the last time I attend, so that’s a good sign!’
Lex Sokolin | Consensys
Thrilling Impressions of My First FMLS
‘It’s my first FMLS, at least as I can remember! I love it, it’s extremely lively, packed, a lot of industry players’
Tobias Bauer | Blockchain Fund
Exploring Fresh Horizons
‘The best thing here is that there’s a lot of new faces from the fintech, crypto and also the blockchain space so it’s been a great experience so far.’
Latest News
Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.
Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.
Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.
Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.
Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.US stock indice close higher on the day and have positive returns for the week
US stock indice close higher on the day and have positive returns for the weekUS stock indice close higher on the day and have positive returns for the week
US stock indice close higher on the day and have positive returns for the weekUS stock indice close higher on the day and have positive returns for the week
US stock indice close higher on the day and have positive returns for the weekUS stock indice close higher on the day and have positive returns for the week
US stock indice close higher on the day and have positive returns for the weekBaker Hughes oil rig count down -2 to 468
Baker Hughes oil rig count down -2 to 468Baker Hughes oil rig count down -2 to 468
Baker Hughes oil rig count down -2 to 468Baker Hughes oil rig count down -2 to 468
Baker Hughes oil rig count down -2 to 468Baker Hughes oil rig count down -2 to 468
Baker Hughes oil rig count down -2 to 468European indices close higher. Record closing levels for some of the indices.
European indices close higher. Record closing levels for some of the indices.European indices close higher. Record closing levels for some of the indices.
European indices close higher. Record closing levels for some of the indices.European indices close higher. Record closing levels for some of the indices.
European indices close higher. Record closing levels for some of the indices.European indices close higher. Record closing levels for some of the indices.
European indices close higher. Record closing levels for some of the indices.CBO sees FY budget deficit of $1.865 trillion up from $1.832 trillion in FY 2024
CBO sees FY budget deficit of $1.865 trillion up from $1.832 trillion in FY 2024CBO sees FY budget deficit of $1.865 trillion up from $1.832 trillion in FY 2024
CBO sees FY budget deficit of $1.865 trillion up from $1.832 trillion in FY 2024CBO sees FY budget deficit of $1.865 trillion up from $1.832 trillion in FY 2024
CBO sees FY budget deficit of $1.865 trillion up from $1.832 trillion in FY 2024CBO sees FY budget deficit of $1.865 trillion up from $1.832 trillion in FY 2024
CBO sees FY budget deficit of $1.865 trillion up from $1.832 trillion in FY 2024Bitcoin jumps to $105,000
Bitcoin jumps to $105,000Bitcoin jumps to $105,000
Bitcoin jumps to $105,000Bitcoin jumps to $105,000
Bitcoin jumps to $105,000Bitcoin jumps to $105,000
Bitcoin jumps to $105,000Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.
Forexlive Americas FX news wrap 17 Jan: US Supreme Court affirms decision to shut TikTok.US stock indice close higher on the day and have positive returns for the week
US stock indice close higher on the day and have positive returns for the weekBaker Hughes oil rig count down -2 to 468
Baker Hughes oil rig count down -2 to 468
Read all news
Technical Analysis
NZDUSD: A lot of chop in the trading this week, but the sellers are still in control
NZDUSD: A lot of chop in the trading this week, but the sellers are still in controlNZDUSD: A lot of chop in the trading this week, but the sellers are still in control
NZDUSD: A lot of chop in the trading this week, but the sellers are still in controlNZDUSD: A lot of chop in the trading this week, but the sellers are still in control
NZDUSD: A lot of chop in the trading this week, but the sellers are still in controlNZDUSD: A lot of chop in the trading this week, but the sellers are still in control
NZDUSD: A lot of chop in the trading this week, but the sellers are still in controlNZDUSD: A lot of chop in the trading this week, but the sellers are still in control
NZDUSD: A lot of chop in the trading this week, but the sellers are still in controlNZDUSD: A lot of chop in the trading this week, but the sellers are still in control
NZDUSD: A lot of chop in the trading this week, but the sellers are still in controlNZDUSD: A lot of chop in the trading this week, but the sellers are still in control
NZDUSD: A lot of chop in the trading this week, but the sellers are still in controlWhat are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?
What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?
What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?
What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?
What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?
What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?
What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?
What are the technicals telling us in the NZDUSD. What is needed for the buyer to take back more control?GBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicals
GBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicalsGBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicals
GBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicalsGBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicals
GBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicalsGBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicals
GBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicalsGBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicals
GBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicalsGBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicals
GBPUSD: Sloppy trading this week in the pair. Will it become more agreeable to technicalsWhat is needed technically, to keep the sellers in control or help the buyers get off the lows?
What is needed technically, to keep the sellers in control or help the buyers get off the lows?What is needed technically, to keep the sellers in control or help the buyers get off the lows?
What is needed technically, to keep the sellers in control or help the buyers get off the lows?What is needed technically, to keep the sellers in control or help the buyers get off the lows?
What is needed technically, to keep the sellers in control or help the buyers get off the lows?What is needed technically, to keep the sellers in control or help the buyers get off the lows?
What is needed technically, to keep the sellers in control or help the buyers get off the lows?What is needed technically, to keep the sellers in control or help the buyers get off the lows?
What is needed technically, to keep the sellers in control or help the buyers get off the lows?What is needed technically, to keep the sellers in control or help the buyers get off the lows?
What is needed technically, to keep the sellers in control or help the buyers get off the lows?EURUSD: What are the technicals telling traders after bouncing off 2022 lows this week
EURUSD: What are the technicals telling traders after bouncing off 2022 lows this weekEURUSD: What are the technicals telling traders after bouncing off 2022 lows this week
EURUSD: What are the technicals telling traders after bouncing off 2022 lows this weekEURUSD: What are the technicals telling traders after bouncing off 2022 lows this week
EURUSD: What are the technicals telling traders after bouncing off 2022 lows this weekThe key technical levels in play for the EURUSD going into the new trading week.
The key technical levels in play for the EURUSD going into the new trading week.The key technical levels in play for the EURUSD going into the new trading week.
The key technical levels in play for the EURUSD going into the new trading week.The key technical levels in play for the EURUSD going into the new trading week.
The key technical levels in play for the EURUSD going into the new trading week.ADVERTISEMENT